Wilmer Cutler Pickering Hale and Dorr LLP

Provides expert guidance to navigate AML and sanctions compliance challenges for businesses.

Expert guidance for navigating blockchain and cryptocurrency regulations and compliance.

Expert Advisory on Foreign Investment Regulations, Navigating CFIUS Challenges.

Empowers broker-dealers with expert compliance and regulatory guidance.

Expert guidance on international trade and investment opportunities.

Advance policy objectives and navigate legislative challenges effectively.

Providing expert defense in securities litigation to protect clients’ interests.

Enhance your compliance and navigate enforcement actions with expert legal guidance.

Facilitates successful technology transactions through expert legal support and strategic negotiations.

Comprehensive legal support for emerging companies and venture capital investors.

Designing, implementing, and defending anti-money laundering and economic sanctions programs, including internal investigations, monitorships, enforcement response, and training.

Products: AML and Economic Sanctions Compliance and Enforcement, Broker-Dealer Compliance and Regulation, Securities Enforcement

Advisory on regulatory compliance, risk management, and program development for digital assets, token initiatives, exchanges, and on-chain system integration.

Products: Blockchain and Cryptocurrency, Technology Transactions and Licensing, Broker-Dealer Compliance and Regulation, Emerging Company and Venture Capital

Representation and defense in securities-related enforcement matters and litigation, including crisis management, regulatory advocacy, and litigation support.

Products: Securities Enforcement, Securities Litigation, Broker-Dealer Compliance and Regulation

Legal support for company formation, governance, fund formation, venture investments, exits, and commercial technology transactions for startups, investors, and private funds.

Products: Emerging Company and Venture Capital, Technology Transactions and Licensing

Advisory on foreign investment reviews (including CFIUS), international trade compliance, market-entry assessments, and government relations to manage regulatory and national security risks.

Products: Foreign Investment in the US (CFIUS), International Trade, Investment and Market Access, Public Policy and Legislative Affairs

AML and Economic Sanctions Compliance and Enforcement

Comprehensive legal services for AML and economic sanctions compliance, including internal investigations, monitorships, and related enforcement matters.

• Support Regulatory Compliance
  Offers expertise in managing regulatory investigations and navigating legal challenges specific to AML and sanctions compliance.
• Conduct Thorough Investigations
  Helps organizations conduct comprehensive internal investigations to assess compliance, identify weaknesses, and implement corrective actions.
• Ensure Compliance Oversight
  Provides structured monitoring to ensure ongoing compliance with AML and sanctions regulations, helping to mitigate risks and avoid penalties.
• Design Tailored Solutions
  Crafts compliance strategies tailored to the unique operational structures and regulatory environments of clients.
• Enhance Staff Competence
  Provides training and education to staff, enhancing their understanding of compliance obligations and risk management practices.

Blockchain and Cryptocurrency

WilmerHale provides strategic guidance on navigating the complex regulatory landscape surrounding blockchain and cryptocurrency. The firm assists clients in establishing compliant frameworks for digital asset initiatives, ensuring transparent operations while aligning with evolving laws and regulations.

• Navigates Regulatory Challenges
  Provides expertise in understanding regulatory frameworks affecting blockchain and cryptocurrencies, ensuring clients remain compliant amidst dynamic changes.
• Ensures Compliance with Regulatory Frameworks
  Develops comprehensive strategies for clients to launch blockchain and crypto projects while adhering to legal standards, minimizing risks and enhancing operational integrity.
• Facilitates Innovation in Digital Finance
  Engages with initiatives aimed at modernizing regulatory frameworks and enhancing the adoption of blockchain technologies in financial services.
• Stays Informed on Industry Developments
  Provides clients with timely insights on regulatory changes, market trends, and significant events impacting the cryptocurrency landscape.

Foreign Investment in the US (CFIUS)

WilmerHale offers comprehensive guidance on the Committee on Foreign Investment in the United States (CFIUS), addressing complex regulatory challenges for foreign investments in the U.S. market. Our team delivers expert advice to navigate investment reviews, assess regulatory risks, and comply with evolving government policies.

• Ensure Regulatory Compliance
  Expert insights to ensure compliance with U.S. investment laws and regulations.
• Identify and Mitigate Risks
  Proactive identification and mitigation of risks associated with foreign investments.
• Develop Tailored Compliance Solutions
  Creation of specific strategies to meet compliance requirements for cross-border investments.
• Address Legal Challenges Efficiently
  Expert legal representation to help clients navigate litigation connected to CFIUS issues.
• Navigate National Security Concerns
  Guidance on ensuring investments align with national security protocols.

Broker-Dealer Compliance and Regulation

WilmerHale’s Broker-Dealer Compliance and Regulation service offers expert guidance on complex regulatory landscapes to help broker-dealers navigate compliance and enforcement challenges. Our team provides tailored solutions for regulatory obligations, litigation support, and strategic advisory services, empowering clients to thrive in a rapidly evolving financial environment.

• Enhance Compliance Posture
  We guide broker-dealers through intricate regulatory frameworks, ensuring adherence to compliance requirements and mitigating risks.
• Mitigate Enforcement Risks
  Our team specializes in defending against enforcement actions, ensuring broker-dealers can navigate investigations and disputes effectively.
• Implement Modern Solutions
  Facilitate regulatory compliance with advanced technologies to improve efficiency and oversight in broker-dealer operations.

International Trade, Investment and Market Access

International trade, investment, and market access advisory services for cross-border businesses.

• Enhance Market Entry Strategies
  Assist clients in navigating complex regulations and developing strategies to succeed in international markets.
• Ensure Regulatory Compliance
  Provide insights and strategies to help clients adhere to local and international regulations impacting trade and investment.
• Influence Trade Policies
  Engage with government bodies to advocate for beneficial trade policies and practices affecting clients.
• Mitigate Trading Risks
  Analyze geopolitical and economic risks to formulate effective risk management strategies for international operations.
• Inform Business Decisions
  Deliver in-depth market analysis to support strategic planning and investment decisions.

Public Policy and Legislative Affairs

WilmerHale's Public Policy and Legislative Affairs team delivers exceptional strategic support and advocacy to navigate complex policy landscapes. We specialize in developing and implementing tailored strategies to influence legislative processes and foster relationships across multiple stakeholders. Our deep understanding of the intersection of law, public policy, and business allows us to effectively address clients' needs and advance their specific goals.

• Influence Legislation Effectively
  Craft targeted advocacy initiatives to shape legislation in favor of our clients’ interests.
• Track Regulatory Changes
  Deliver insights on regulatory developments and craft strategies to efficiently adapt to changes.
• Manage Reputation During Crises
  Support clients in maintaining their reputation and managing risk during crises through strategic communication and advocacy.

Securities Litigation

Defense of securities-related disputes across class actions, derivatives, and shareholder actions.

• Protect Interests In Disputes
  WilmerHale has defended clients in numerous class, derivative, shareholder, and individual actions alleging securities fraud, breach of fiduciary duty, and other corporate misconduct.
• Navigate Regulatory Complexities
  With extensive experience, WilmerHale advises clients on compliance with evolving regulations impacting securities litigation.
• Manage Crisis Effectively
  The firm develops tailored strategies to respond swiftly and effectively to securities crises, ensuring minimal impact on clients.

Securities Enforcement

WilmerHale's Securities Enforcement service provides comprehensive legal and regulatory support in the realm of securities laws, guiding clients through complex enforcement actions, compliance challenges, and related proceedings. Our team helps clients navigate the evolving landscape of securities regulations, ensuring timely and effective responses to federal and state inquiries.

• Receive Expert Guidance.
  Our experienced attorneys provide strategic counsel in response to routine inquiries, investigations, and enforcement actions, ensuring all regulatory requirements are met effectively.
• Protect Your Interests.
  With a strong track record in securities litigation, we defend clients’ interests in regulatory and enforcement matters, ensuring a robust legal strategy tailored to each case.
• Manage Legal Risks Effectively.
  Proactively aids clients in crisis situations, providing immediate, strategic advice to mitigate risks and protect reputation amidst enforcement inquiries.
• Enhance Knowledge and Compliance.
  We conduct comprehensive training for clients’ teams, reinforcing understanding of securities regulations and best practices for compliance.

Technology Transactions and Licensing

WilmerHale provides legal guidance on a variety of technology transactions, ensuring compliance and navigating complex regulatory landscapes. This includes licensing, IP transactions, and strategic commercial agreements tailored to the evolving tech sector.

• Conduct Seamless Licensing Negotiations
  Expertise in drafting and negotiating agreements that align with client goals and regulatory requirements, enhancing transaction efficiency.
• Navigate Complex Regulations
  Provide insight into evolving regulations that impact technology-related transactions, ensuring compliance and minimizing risks.
• Safeguard Intellectual Property Assets
  Tailor IP protection strategies to align with business objectives, fostering innovation and reducing potential infringing activities.
• Enhance Collaborative Ventures
  Create balanced agreements that facilitate productive partnerships while protecting clients' interests.

Emerging Company and Venture Capital

Sophisticated, full-service support for private equity sponsors and entrepreneurs, from initial investment to exit.

• Prioritizes Compliance
  Proactively addresses changes in law to keep clients in full compliance, protecting investments and facilitating growth.
• Facilitates Seamless Transactions
  Provides tailored legal advice to facilitate smooth venture capital investments, ensuring compliance with relevant laws and regulations.
• Guides Fund Structuring
  Helps navigate the complexities of fund formation, ensuring that the structure meets investor needs and regulatory requirements.
• Strengthens Corporate Governance
  Assists in developing governance policies that establish transparency and accountability for startups and investors.