Rockefeller Capital Management

Receive tailored wealth guidance, investment access, planning, and family office support for complex financial needs as life and wealth evolve.

Access actively managed investment strategies, market guidance, and curated solutions to support portfolio decisions and complex client needs.

Navigate transactions, raise capital, and address strategic and shareholder challenges with independent investment banking advice.

Rockefeller Global Family Office

Rockefeller Global Family Office provides comprehensive wealth management for individuals and families, with private advisors tailoring services to each client’s circumstances and changing needs. Its offerings include investment advice and opportunities, wealth and financial planning, family office administration, banking and lending guidance, retirement plan solutions, insurance and annuity solutions, fiduciary and philanthropic services, business advisory, and lifestyle advisory. Clients can also use Rockefeller Digital to monitor financial information, manage cash activities, access documents, and engage with their Private Advisor team. Services are tailored to client needs and may include support from Rockefeller affiliates or external partners.

• Coordinate Advice Across Wealth Needs
  Review financial goals with advisors, discuss planning ideas and next steps, and coordinate considerations across estate, insurance, tax, philanthropy, and wealth transfer.
• Build Portfolios Around Your Needs
  Explore investment opportunities across asset classes and receive portfolios tailored to individual circumstances and investment needs.
• Review Accounts And Net Worth
  View account information in one place and consolidate external accounts, assets, and liabilities to see overall net worth.
• Evaluate Differentiated Investment Opportunities
  Review sourced and researched alternative investments, including opportunities from established and niche funds, with investment structures tailored to individual taxable investors.
• Tailor Family Office Support
  Choose family office services to suit specific needs, from daily financial administration to holistic planning and advisory.
• Administer And Oversee Trusts
  Receive fiduciary oversight and trust account administration, including account reviews and assistance with distributions and bill payments.
• Align Giving With Your Values
  Plan charitable giving around personal, family, or organizational values, including giving structure and timing, grantmaking, and multigenerational engagement.
• Access And Protect Financial Information
  Monitor financial information on mobile devices and use security protocols, including multifactor authentication, transaction authorization, biometrics, and continuous threat monitoring.
• Address Portfolio Tax Considerations
  Use tax-aware investment structuring and tax-managed strategies intended to address portfolio tax issues, reduce unnecessary tax burdens, and maximize after-tax returns.
• Align Portfolios With Market Outlook
  Use analysis of fund return drivers and the firm’s macroeconomic and tactical outlook to inform portfolio construction.
• Prepare And File Tax Returns
  Receive preparation and filing support for a range of personal, family, business, trust, and foundation returns.
• Plan For Business Decisions
  Receive business planning and financial advice across company lifecycle stages, including succession, sale, estate, and tax considerations.
• Navigate Business Transactions
  Access investment banking advice for M&A, transaction structuring, capital raising, and capital markets as part of business advisory.
• Choose A Trustee Arrangement
  Arrange trustee services suited to the trust, including sole, successor, co-, directed, administrative, or agent roles.
• Manage Foundation Administration
  Access administrative support for foundation filings, grantee reviews, board meetings, distribution requirements, and compliance guidance.
• Access A Donor-Advised Fund
  Use the Rockefeller Charitable Giving Fund donor-advised fund experience created in partnership with the American Endowment Fund.
• Connect Through The Rockefeller Network
  Access relationships, expertise, opportunities, and events through the Rockefeller network.
• Simplify Payments And Track Cash Flow
  Receive bill payment support and reporting with cash flow insights for household and trust administration.
• Track Finances And Forecast
  Use customized short- and long-term reporting and forecasting to understand financial circumstances.
• Plan Lending And Cash Needs
  Consider loan structures and cash management needs with guidance from a banking and lending advisory team.
• Implement Retirement Plan Solutions
  Receive support implementing corporate retirement plans and investment solutions for plan sponsors and participants.
• Navigate Insurance And Annuity Options
  Review client-focused insurance and annuity options with support from a dedicated advisory team.
• Manage Cash And Access Documents
  Manage bill payments, check deposits, and transfers online, access financial documents, and share documents with the Private Advisor team.
• Access Tailored Lifestyle Support
  Connect with selected external partners for guidance and services related to health, security, travel, experiences, personal interests, and family matters.
• Explore Sustainable Investments
  Consider investment opportunities intended to drive positive change while seeking not to sacrifice returns.
• Support Business Employees
  Provide employees of a client’s business access to benefits and payroll services.

Rockefeller Global Investment Management

Rockefeller Global Investment Management provides investment options and strategic advice to institutions, financial advisors, and individuals through three integrated functions: Investments, the Office of the CIO, and Client Solutions. It offers actively managed equity, fixed income, and alternative strategies; macroeconomic and market insights, asset allocation frameworks, and portfolio guidance; and a curated suite of solutions supporting complex client needs through the Rockefeller Global Family Office.

Category: Asset Management Services

• Build Portfolios Across Asset Classes
  Access actively managed strategies across equities, alternatives, and fixed income, spanning a range of markets and investment types.
• Navigate Markets With Discipline
  Research, portfolio construction, and attention to risk and return tradeoffs inform investment strategies designed to address changing market cycles.
• Inform Allocation And Portfolio Decisions
  Use macroeconomic perspectives and market analysis to understand portfolio implications and support long-term allocation and portfolio design decisions.
• Access External Investment Managers
  Access a curated network of external investment managers across equities, alternatives, and fixed income.
• Maximize After-Tax Returns
  Use tax-managed strategies designed to maximize after-tax returns, while tax-aware investment structuring aims to reduce unnecessary tax burdens.
• Customize Risk-Return Profiles
  Customize risk-return profiles and implement market views through structured solutions.
• Support Retirement Plan Needs
  Receive support implementing corporate plans and investment solutions for plan sponsors and participants.
• Navigate Insurance And Annuity Options
  Review curated, client-focused insurance and annuity solutions with advisory support.
• Address Lending And Cash Needs
  Work with banking and lending advisors to consider loan structures and cash management needs.

Rockefeller Global Investment Banking

Rockefeller Global Investment Banking provides independent investment banking and strategic advice to private and public companies, business owners, and corporate and financial sponsor clients. Senior bankers offer mergers and acquisitions advisory, strategic and financial planning, capital raising, capital markets advisory, and shareholder advisory and defense. M&A services include financial modeling, fairness opinions and valuation, deal analysis, impact assessment, transaction structuring, and negotiation. The team also advises on equity and debt financing, market strategies, risk management, liquidity, and responses to shareholder activism and other hostile activity.

• Navigate Buy-Side And Sell-Side Transactions
  Receive advice across buy-side and sell-side transactions, including analysis, valuation, structuring, and negotiation support.
• Secure Equity And Debt Financing
  Access tailored financing advice for private or public capital raises, including investor identification, term negotiation, and transaction execution.
• Access Independent Senior-Banker Advice
  Work with senior investment bankers who provide independent strategic advice and guidance.
• Align Transactions With Strategic Goals
  Receive advice on equity and debt transactions, market strategies, risk management, and liquidity tailored to strategic goals.
• Prepare For Shareholder Activism
  Receive advice on preparing for and responding to shareholder activism and other hostile activity, along with support for shareholder engagement.
• Plan Business Strategy And Finances
  Obtain strategic and financial planning advice to address business and corporate needs.
• Structure Transactions With Expert Guidance
  Receive transaction structuring advice as part of the M&A process and related business advisory services.
• Access Broader Firm Capabilities
  Connect investment banking services with capabilities and solutions across Rockefeller Capital Management’s other lines of business.