ACA Global Unclaimed

Enhance compliance and regulatory readiness with ACA Global's comprehensive advisory services.

Enhance investment operations with expert support for performance and compliance.

Enhances investments by mitigating cybersecurity and ESG risks effectively.

Organize ESG Data, Ensure Compliance, and Enhance Regulatory Readiness.

Ensure compliance and enhance research accuracy through AI-driven insights.

Enhance compliance by capturing and analyzing employee communications to mitigate risks.

Streamline compliance processes and reduce regulatory risk.

Advisory and managed services that design, implement, and operate regulator-ready compliance frameworks, policies, and governance controls for financial services firms.

Screening, monitoring, and program management to detect, prevent, and remediate anti-money‑laundering, sanctions, and financial-crime risks.

Capabilities to identify, monitor, and mitigate cybersecurity threats and cyber-related regulatory risks for asset managers and market participants.

Data collection, analytics, and reporting frameworks to manage ESG metrics, demonstrate regulatory readiness, and support investor disclosures.

Capture, transcription, oversight, and intelligent surveillance of communications, expert calls, and trading activity to ensure conduct, market-abuse, and research compliance.

Advisory and Regulatory Compliance Support

ACA Global Advisory services help financial institutions strengthen compliance posture and regulatory readiness through a global team offering Compliance Advisory, Distribution Compliance, ESG advisory, data analytics, Investment Performance support, Training, Cybersecurity and Risk Advisory, AML Risk Management, and AI Risk Governance Services. A managed-services suite delivering regulatory compliance support across operations, reporting and filing, surveillance and monitoring, FCA authorisation, and outsourced compliance execution.

• Ensure Compliant AI Use
  Benefits from expert AI governance to promote regulatory adherence and operational efficiency.
• Enhance Compliance Programs
  Leverage expert insights to ensure regulatory compliance and improve operational integrity.
• Mitigate Financial Crimes
  Utilize experienced professionals to strengthen defenses against financial crime threats.
• Facilitates FCA Authorisation
  Guides you through the entire FCA authorisation process, ensuring compliance with all relevant regulations while executing outsourced solutions seamlessly.
• Ensures GIPS Compliance
  Offers specialized assistance to meet GIPS standards, helping maintain a strong performance management program and solidifying investor trust.
• Enhances Risk Detection
  Utilizes specialized resources to effectively monitor compliance conduct and mitigate potential risks.
• Enhances Fundraising Readiness
  Equips you to manage fundraising and comply with reporting obligations, ensuring readiness for both investor and regulatory scrutiny.
• Optimize Performance Calculations
  Enhance accuracy and efficiency in performance reporting with expert solutions.
• Streamline Distribution
  Ensure regulatory compliance in distribution channels to safeguard operations.

Investment Performance and Operations Support

Managed services to support investment performance and operations, including GIPS compliance, KP outsourcing, and private fund fundraising and reporting support.

• Ensure GIPS Compliance
  Gain confidence in your investment performance reporting through expert support, ensuring adherence to Global Investment Performance Standards.
• Leverage Executive Support
  Get expert guidance to enhance your performance management and compliance processes, ensuring reliability and thorough oversight.
• Outsource Performance Tasks
  Focus on strategic decisions while we manage performance tasks, enabling flexibility and efficiency in your operations.
• Streamline Fundraising Efforts
  Maximize your fundraising efficiency with tailored support that keeps you compliant and responsive to investor requirements.

ACA Vantage

Vantage for CyberSafeguard and enhance your investments from cybersecurity and ESG risks with ACA Vantage.

• Reduces Investment Risks
  ACA Vantage identifies and mitigates potential cybersecurity threats and ESG compliance risks, ensuring the protection of your investments and adherence to industry standards.
• Tracks Threats Proactively
  Utilizes advanced analytics to track and report cybersecurity threats in real-time, allowing firms to take timely action.
• Facilitates Compliance
  ACA Vantage aids organizations in navigating complex regulatory requirements, enhancing their compliance posture in a rapidly changing environment.

Ethos

Ethos allows organizations to manage ESG data, analysis, reporting, and regulatory readiness efficiently.

• Facilitate Comprehensive ESG Insights
  Ethos provides tools to streamline the collection and management of ESG data, enabling organizations to meet regulatory requirements and promote transparency in their sustainability efforts.
• Stay Compliant with Changing Regulations
  Ethos helps organizations adapt to changing ESG regulations by offering timely updates and compliance tracking features, ensuring firms remain compliant with their obligations.
• Enhance Data-Driven Decisions
  With comprehensive analytics and reporting tools, Ethos empowers firms to derive actionable insights from their ESG data, enabling informed decision-making and strategy development.

Research Compliance Solutions

AI-powered platform for expert call oversight, transcript analysis, and research intelligence.

• Enhance Compliance Oversight
  Utilize AI technology to monitor and analyze expert calls efficiently, ensuring compliance with regulatory requirements and improving the integrity of research processes.
• Streamline Review Processes
  Automate the transcription of expert calls, allowing for quicker reviews and ensuring that all relevant compliance information is captured and easily accessible.
• Augment Research Quality
  Leverage advanced analytics to support accuracy in research outcomes while maintaining compliance with industry standards.

eComms Capture, Archive, and Surveillance

Capture, archive, and analyze employee communications to uncover risk.

• Uncover Risks
  This feature allows organizations to capture and systematically archive employee communications, providing a clear audit trail. The analysis of this data identifies potential compliance breaches and organizational risks, helping firms maintain regulatory standards.
• Detect Unusual Activities
  This function utilizes advanced technological solutions to monitor trading activities in real-time, helping to identify and report on activities that could indicate market abuse, ensuring compliance with industry regulations.
• Optimize Trading Costs
  This feature provides insight into trading performance against transaction costs, enabling firms to analyze and optimize their trading strategies to ensure compliance and efficiency.

Compliance Oversight

Digitize compliance calendar and workflows with integrated risk and policy management; marketing reviews, training, AML checks, and more.

• Digitize Compliance Workflows
  Facilitate efficient compliance tracking and workflow management, improving oversight and risk management.
• Enhance Cybersecurity
  Implement robust cybersecurity measures to protect sensitive data and ensure compliance with regulatory standards.
• Strengthen AML Efforts
  Utilize robust screening processes to address regulatory requirements and protect against financial crimes.
• Enable Risk Surveillance
  Implement comprehensive monitoring systems to identify potential risks and enhance internal compliance processes.
• Centralize Compliance Training
  Utilize online training solutions to equip employees with the knowledge needed to navigate regulatory changes effectively.
• Automate Marketing Reviews
  Streamline the process of reviewing marketing efforts to ensure compliance with regulatory standards.